Senior Analyst - Risk and Compliance

Employment Type:
FP - Full-Time Permanent  
GM - Legal, Risk & Compliance

About us

Netwealth is an ASX listed financial services and technology company providing astute investors, financial advisers, private clients and high net worth firms with a way to see wealth differently.  Netwealth offers a range of innovative portfolio administration, superannuation, retirement, investment and managed account solutions through its award-wining platform.  Currently rated Australia’s Number 1 Platform for overall functionality and satisfaction, it provides wealth professionals with the technology required to efficiently manage and add value to their wealth portfolios.

The Opportunity 

As the Senior Analyst, you along with your manager will be responsible for providing services to Netwealth with regard to day to day risk and compliance activities.  This front facing role will require a person with great communication and customer service skills, combined with the ability to assess and process information quickly.  Your initiative and understanding of risk and compliance will enable you to make appropriate decisions as you go about your tasks. 

The role will involve managing the Compliance Inbox, including providing reporting to the Executive. You will be responsible for performing AML and other compliance testing.  You will drive results through identification and assessment of line 2 compliance reviews.  You will help manage issues and incidents to improve the compliance and risk management framework across the business.  There are also opportunities to provide business training, review new legislation, work on business innovation projects and maintain our suite of policies.   

In this role you will expand and develop your knowledge of Netwealth and risk and compliance, which will enable Netwealth to continually improve its frameworks. We are looking for a team player with exceptional customer service and a pragmatic and practical approach to developing risk solutions which help our business innovate and create. 

The ideal candidate for this role will have the following education and experience:

  • Risk and compliance experience (at least 1-2 years);
  • Superannuation, IDPS, Managed Account and/or investment knowledge;
  • A positive and proactive attitude and an ability to adapt to change
  • A passion for providing outstanding service to your stakeholders

 Working at Netwealth is exciting, challenging and full of new experiences. It’s a great time to join our growing company and talented team. Are you curious about this opportunity? If you love working in a challenging and fast-paced environment, now is the time to tell us more about yourself.

How to apply:

Does this role sound like your next opportunity? We'd love to hear from you as soon as possible so please "Apply Now"! Attach your resume and write a covering letter telling us why you feel you are the perfect person to join our Netwealth team.